DUSTIN DWAIN KINGPrivate Investment Advisory
DUSTIN DWAIN KING

ETF Investment Management

Harness the power of Exchange-Traded Funds for cost-effective diversification and tax-efficient investing. Our ETF strategies combine institutional access with retail convenience for optimal portfolio construction.

ETF Portfolio Performance

Average Expense Ratio0.12%
ETF Assets Managed$395M
Tax Alpha Generated1.3%
Tracking Error0.08%

ETF Investment Categories

Comprehensive ETF selection across all major asset classes and investment strategies.

Equity ETFs
0.03-0.20%High

Broad market exposure across domestic and international equity markets with instant diversification.

  • S&P 500 ETFs
  • Total market ETFs
  • International ETFs
  • Sector-specific ETFs
Fixed Income ETFs
0.05-0.25%High

Bond market exposure with daily liquidity and transparent pricing across credit qualities.

  • Treasury ETFs
  • Corporate bond ETFs
  • Municipal bond ETFs
  • International bonds
Commodity ETFs
0.50-0.95%Medium

Direct exposure to commodities and precious metals for inflation protection and diversification.

  • Gold ETFs
  • Oil & energy ETFs
  • Agricultural ETFs
  • Broad commodity ETFs
Thematic ETFs
0.15-0.75%Medium-High

Targeted exposure to specific investment themes, technologies, and emerging trends.

  • Technology ETFs
  • ESG ETFs
  • Emerging markets
  • Factor-based ETFs

Why ETFs Excel

Exchange-Traded Funds offer unique advantages that make them ideal for modern portfolio construction.

Low Costs

Expense ratios typically 0.03% to 0.75%, significantly lower than actively managed funds.

Tax Efficiency

In-kind redemptions and low turnover minimize taxable distributions and capital gains.

Transparency

Daily disclosure of holdings and real-time pricing throughout trading hours.

Flexibility

Trade throughout market hours with real-time pricing and immediate settlement.

ETF Investment Strategies

Proven methodologies to maximize the benefits of ETF investing for your portfolio.

Core-Satellite Approach

Use broad market ETFs as portfolio core with targeted ETFs for specific exposures and alpha generation.

Asset Allocation

Strategic allocation across asset classes using low-cost ETFs to implement Modern Portfolio Theory.

Factor Investing

Target specific risk factors like value, growth, momentum, and quality through factor-based ETFs.

Tax-Loss Harvesting

Utilize ETF liquidity and variety to harvest losses while maintaining market exposure.

Sample ETF Portfolio Models

Strategic asset allocation models using low-cost ETFs tailored to different risk profiles.

Conservative ETF Portfolio
Target: 5.2%Risk: Low

30% Equity ETFs / 65% Bond ETFs / 5% Commodity ETFs

Key Benefits:

  • • Ultra-low expense ratios
  • • Tax-efficient structure
  • • Broad diversification
  • • Daily liquidity
Moderate ETF Portfolio
Target: 7.8%Risk: Medium

60% Equity ETFs / 35% Bond ETFs / 5% Alternative ETFs

Key Benefits:

  • • Ultra-low expense ratios
  • • Tax-efficient structure
  • • Broad diversification
  • • Daily liquidity
Growth ETF Portfolio
Target: 9.5%Risk: High

85% Equity ETFs / 10% Bond ETFs / 5% Commodity ETFs

Key Benefits:

  • • Ultra-low expense ratios
  • • Tax-efficient structure
  • • Broad diversification
  • • Daily liquidity

ETF Tax Efficiency

ETFs provide superior tax efficiency compared to mutual funds through their unique structure, making them ideal for taxable investment accounts and tax-sensitive investors.

In-Kind Redemptions

Eliminate most taxable distributions through securities-based redemptions

Low Portfolio Turnover

Index-based strategies minimize trading and associated tax consequences

Tax-Loss Harvesting

Utilize similar ETFs to harvest losses while maintaining market exposure

Tax Efficiency Comparison

ETF Avg Distribution Yield0.8%
Mutual Fund Avg Distribution3.2%
Annual Tax Alpha+1.3%
After-Tax Outperformance+0.9%

*Based on taxable account analysis for high-income investors in top tax bracket.

Client Success Stories

See how our ETF strategies have delivered cost-effective returns and tax efficiency for our clients.

"The ETF portfolio strategy has been incredibly cost-effective. Paying 0.08% average expenses while getting broad market exposure has maximized my long-term returns."

Kevin Park

Software Engineer

"Love the tax efficiency of ETFs for my taxable accounts. Minimal distributions and easy rebalancing have saved me thousands in taxes annually."

Amanda Foster

Marketing Director

"The factor-based ETF strategy has provided excellent risk-adjusted returns. Smart beta approach with institutional-level execution."

Robert Liu

Financial Analyst

Frequently Asked Questions

Common questions about ETF investing and our portfolio management approach.

What is the minimum investment for ETF portfolio management?

Our ETF portfolio management starts at $50,000, allowing for proper diversification across asset classes while maintaining cost efficiency. Some individual ETFs can be purchased with much lower minimums.

How do ETFs compare to mutual funds in terms of costs?

ETFs typically have lower expense ratios (0.03% to 0.75%) compared to actively managed mutual funds (0.5% to 2.0%). This cost advantage can significantly impact long-term returns.

Are ETFs more tax-efficient than mutual funds?

Yes, ETFs are generally more tax-efficient due to their structure allowing in-kind redemptions, which minimize taxable distributions. This makes them ideal for taxable investment accounts.

Do you use active or passive ETFs?

We primarily use passive index ETFs for core holdings due to their low costs and broad diversification, while selectively using active ETFs and factor-based ETFs for specific strategies.

How often do you rebalance ETF portfolios?

We typically rebalance quarterly or when allocations drift more than 5% from targets. ETF liquidity allows for efficient rebalancing with minimal transaction costs.

Can ETFs be used for international diversification?

Absolutely. We use international equity ETFs, emerging market ETFs, and foreign bond ETFs to provide global diversification and currency exposure based on your investment objectives.

Optimize Your Portfolio with ETFs

Schedule a consultation with our ETF specialists to learn how Exchange-Traded Funds can reduce costs, improve tax efficiency, and enhance your investment returns.

$50,000 minimum investment • 0.12% average expenses • Tax-optimized strategies